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Act Respecting the Distribution of Financial Products and Services Part 2 (CSF2COILSCTXT0619) 110.00 $

Lesson 1 Title III Functions and Powers of the Authority and Title IV Financial Services Compensation Fund

This section of the Act refers to the Authority’s mission and outlines its principal activities. These include drafting regulations, investigating complaints, and publishing information bulletins. Here you will also find the duties and obligations of the representatives (insurers) to the Authority, as well as a list of areas in which the Authority creates regulation. A description of record-keeping and rules around access to those records can be found here. The Authority is also required to report at specified intervals.

Lesson 2 Title V CHAMBRE DE LA SÉCURITÉ FINANCIÈRE AND CHAMBRE DE L’ASSURANCE DE DOMMAGES

Lesson 3
Title VII Supervision
Title VIII Distribution Other than Through a Representative
Title IX Penal Provisions
Title X and XI Transitional Provisions

Durée de l’accès: 6 Mois

Heures créditées: 3

Type de crédit: CSF - Compliance

No de crédit: CSF19-06-49367

Provinces d’accréditation: